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Jun 17, 2009 10:18 pm

Birdman

Joined: 2007-08-07Offline

I have been out of the industry for a year and got my licenses 2 years ago (7, 31, 63, 65).

I plan on re-entering the field after law school, but won’t be able to for a couple years.

Is it possible to keep these licenses even though I am not working? What about CE? Thanks.

Jun 30, 2009 7:14 pm

jackofalltrades

Joined: 2009-05-20Offline

Birdman, I am in LS right now… I don’t think you’ll be able to keep your licenses if not registered w/ a FINRA firm and as Bill’s link has shown, inter alia, Stegawski’s law degree lacked a "substantial emphasis on
finance and investments."


must be nice to go to LS and take the time off… good luck