Does ANY attorney care about the wronged FA?
Apr 19, 2009 6:55 pm
I recieved a negative mark on my U5 and CRD. The comment IS commpletely false. I stand amazed that the employer was able to publish the comment without proof that the comment was truthful and substantiated. How and why is this possible???Whatever, I am now trying to determine the best course of action to clear my U5/CRD since the false comment is preventing future employment. The false comment is the same as being barred. Having anything negative on a U5/CRD is TOAST in this environment. Too bad no one went after Bernie Madoff with this vengence!! I am just a little spec in the sand in comparison!! Believe me this is petty stuff, such as an unitialed cover letter that says, "please sign the enclosed document"... Look I understand the importance... The circumstances worked against me... multiple branches.... many bosses.. etc. etc. A document sent for appoval that was not sent back due to a change in bosses. I had an AH boss! WHY do I have to pay thousands to clear my Name? WHAT's UP with this? Anyone know a HUNGRY attorney that would be willing to help me win this riduculous case? One that would win thousands in a contingency case. What type of an attorney would qualifiy? Would this be a securities attorney or an employment (labor law) attorney? What attorney would care to help me... a person who has been literally assasinated for something that is so not anything! Believe me if I could find an attorney that CARES about the FA, I WOULD pay him! I believe attorneys are on the side of the investor and that FAs and RRs are labeled as low life. Does ANY attorney care about the wronged FA? I need to know what type of attorney I need to pay thousands of dollars to to clear my CRD and U5 of this horrible deed. Is this a Securities Attorney? An Employment Law attorney? Or can this be done Pro SE? Believe me this is ALL it is..................... PRETTY RIDCULOUS!!!! BUT NOT FUNNY! Please Help, JimRich