Can I be associated with two RIA firm at one time?

or Register to post new content in the forum

 

Comments

  • Allowed HTML tags: <em> <strong> <blockquote> <br> <p>

Plain text

  • No HTML tags allowed.
  • Web page addresses and e-mail addresses turn into links automatically.
  • Lines and paragraphs break automatically.
Jul 22, 2009 5:11 pm

Am I allowed to be associated with two RIA firms, in any capacity?  for example, I'm a full functioning partner of one firm, while being a passive, minority steak owner of another?

 
Or taking a role with no customer contact in another?
 
Thanks.
Jul 22, 2009 5:51 pm

I love black steak.  I never own them very long though.

Jul 24, 2009 6:50 pm

B24:

I love black steak.  I never own them very long though.