Ameriprise and H.Beck: Customers Sue Over Capital Gains Tax

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Nov 8, 2010 8:04 am

Ameriprise and H. Beck in separate FINRA arbitrations as respondents defending against customer claims over capital gains arising from sales.  A worthwhile read for all RRs as we head into tax-selling season in December.

http://www.brokeandbroker.com/index.php?a=blog&id=628