8210 letter, how bad is this?
Okay so this is my situation.
I was working for a bank as a licensed banker held my 6 and 63 with them, we did not write any business only referred to our financial consultant. My duties also included the normal duties of a non licensed banker like opening checking accounts. I was fired for signing a customer's name to account summary form on the bank side. It's a non legal document that states they sat with a banker. This form is filed in our copy room and and looked at one a month by the branch manager to make sure we're doing it. I did have the meeting with the customer but forgot the signature...I know it was a very stupid thing to do. A coworker that I didn't see eye to eye with informed hr and I was let go. This was entered on my u5 as signed customer's name to internal bank form not related to the investment firm. I understand i'll never work in securities again with that on there and i'm okay with that. I'm currently freaking out because i just got a 8210 letter in the mail stating that they are looking into this to decide if I violated any federal securities laws. I sent them a statement of what happened and explained what the form was for and that is had nothing to do with the investment firm I also sent them a copy of the firm showing that it says it's a non legal form.
my real question is how bad is this? the bank did not press any charges but can FINRA press charges?
SCAMMERS DRAINED AND RUINED ME FINANCIALLY AND LEFT ME HOMELESS BUT THANKS TO UP START LOAN ([email protected]).
Greeting to everyone out there, Life they say is full of deceit. No torture and pain can be compare to what i Theresa L. Bernard experience in the hands of scammers, The most annoying part of it is that someone always post of receiving a loan from them which is nothing but lies and strategy to deceive and extort hard earn money from people. I was victimize several times because of that, After reading a post about them i end up trusting them without verifying, I lost more than $12,500 in the quest of obtaining a loan i sold my car defaulted in my bills but i keep on falling victim my life was a piece of trash full of mess. My kids dropped out of school, My bank denied me credit because my credit score was down already about leaving the bank with a broken heart a staff in the bank approach me and say that there is a financial institution called UP START LOAN that say yes even when banks and other financial institution says no. She advised me to give it a try to be honest i was so skeptical leaving the bank without saying a word to her. It was a month later when my eldest son was hospitalized looking up and down nothing to pay for his hospital bill devastated and confused and then i remember what the bank staff told me and i quickly went to the bank to plead with her and inquire on how to contact UP START LOAN and she gave me the details which are Email: ( [email protected] ) OR call/ text customer service through +1(574) 301-1639 . I contacted them with a heart full of sorrow and skepticism i shyly follow their procedures comply to their policy, I was waiting for the bad news like every other loan company i contacted gave me then i receive a credit alert that my bank account has been credited with $25,000 instantly tears of joy roll out of my eyes because at that time i was homeless i later apply for a home and startup business loan of $350,000 which i receive and i obtain a home at 2076 Simon St, Philadelphia, PA 19124. Whenever you or your close relative/friends think or want a loan don't be a fool like i did and trust all these fake lenders, UP START LOAN is the best. ( [email protected] or text/call customer service +1(574) 301-1639. Indeed they say yes when your bank and other financial institution say no.