What can an employer put on a u4?

or Register to post new content in the forum

 

Comments

  • Allowed HTML tags: <em> <strong> <blockquote> <br> <p>

Plain text

  • No HTML tags allowed.
  • Web page addresses and e-mail addresses turn into links automatically.
  • Lines and paragraphs break automatically.
Dec 9, 2006 12:51 am

I have a problem, i'm a banker with s6, s63, and s65. I was wondering what can an employer put on my u4? Can only investment related problems be on the u4 or anything that is related to my employement with a bank? Can the employer put bank related information on the u4? Any response would be greatly appreciated.

Dec 9, 2006 8:22 pm

THey can put the truth. Is that what you're worried about?

Dec 11, 2006 12:18 pm

You better hope their spelling and grammar is better than yours.