Newsletter

or Register to post new content in the forum

 

Comments

  • Allowed HTML tags: <em> <strong> <blockquote> <br> <p>

Plain text

  • No HTML tags allowed.
  • Web page addresses and e-mail addresses turn into links automatically.
  • Lines and paragraphs break automatically.
Feb 4, 2006 9:14 pm
My friend I work with at Quest is strongly considering leaving the firm He has many years in the industry  He is just tired of getting his marketing ideas rejected. He is looking to start a newsletter /advisory service. Now I would assume he would have to let his 7 expire. But  would he have to let his 65 expire as well? He wants to register as a RIA to serve some of his better clients. He would not handle the assets just provide quarterly advice. I figure someone here would know Thanks
Feb 4, 2006 10:12 pm

Advice for a fee?

Feb 5, 2006 11:07 am
Yes advice for a fee on a quarterly basis.
Feb 5, 2006 12:26 pm

Depends on the state, best to check with state securities regulator