New Customer Complaint Definition?

or Register to post new content in the forum

 

Comments

  • Allowed HTML tags: <em> <strong> <blockquote> <br> <p>

Plain text

  • No HTML tags allowed.
  • Web page addresses and e-mail addresses turn into links automatically.
  • Lines and paragraphs break automatically.
Feb 19, 2008 9:24 am

_popupControl();
Is FINRA requiring Compliance Depts. to figure out which customer complaint is the most egregious--and then notify FINRA of that? Think I'm kidding?  Read this:

 
http://www.rrbdlaw.com/brokeandbroker/index.php?a=blog&id=29