My Brother In Law

or Register to post new content in the forum



  • Allowed HTML tags: <em> <strong> <blockquote> <br> <p>

Plain text

  • No HTML tags allowed.
  • Web page addresses and e-mail addresses turn into links automatically.
  • Lines and paragraphs break automatically.
Feb 13, 2006 11:07 pm
Feb 14, 2006 7:24 pm

He'll have to become an RIA or affiliate with his corporate RIA, but he can do it.  It just won't be easy from a compliance standpoint.