Help with fiduciary project

or Register to post new content in the forum

 

Comments

  • Allowed HTML tags: <em> <strong> <blockquote> <br> <p>

Plain text

  • No HTML tags allowed.
  • Web page addresses and e-mail addresses turn into links automatically.
  • Lines and paragraphs break automatically.
Aug 16, 2012 4:58 pm

I'm a former wirehouse advisor (now working on the RIA side) who does some pro bono work with a non-profit that does research on the fiduciary standard and consumer protection.

As part of a research project, I am collecting advisory/investment management account agreements from the big banks which we are going to analyze and compare for an event we are hosting in D.C. I have several advisory contracts already, but am hoping to get some additional ones.

If you work at a wirehouse (or did and have a copy of one of these forms) and wouldn't mind sending me a copy, it would be greatly appreciated. Please either PM me or, if you would prefer to submit anonymously, you can upload a document to my public skydrive account, at: http://sdrv.ms/PoASy0.

Aug 17, 2012 9:16 pm

you're kidding right?