"FINRA Fines" vs "Revenue" Ratio?
May 26, 2009 8:41 pm
Have you seen the quality of a firm ever measured by this type of metric?
Something like "FINRA Fines in $" to "Revenue in $" ratio.
Obviously a lower ratio might indicate a firm that is in better compliance than a firm with a higher ratio.
Do you know where I could find such numbers or something similar?