When a Broker leaves the firm

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May 29, 2009 6:04 pm

and goes to another, is it against the law to take your clients with you?

Who do those clients belong to?
Do brokers normally "take" the clients with them to the new firm?
 
 
May 29, 2009 6:29 pm

Linda Smith I hope that isn't your real name, if so change your screen name. I will let the rest of the participants on her rip your questions?

May 29, 2009 6:30 pm

Linda Smith, I hope that isn't your real name, if so change your screen name. I will let the rest of the participants on here rip your questions.

May 29, 2009 8:06 pm

At least she didn't include her CID in the name.

Jun 1, 2009 3:10 pm

This is a joke question....right Linda Smith.....

Jun 2, 2009 11:38 am

Give her a break she is most likely with Edward Jones, And has very little training.   

Jun 2, 2009 9:33 pm

I bet she knows ICA from cover to cover!