The Advisor Forums

The Advisor Forums

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Forum Name Topics Posts Last Post

Rookies & Trainees

A place for rookies and wannabes to have their questions answered.

3,844 53,715

in  Open Series 7 sponsorship window then leaving firm

by californiaman1234

49 min ago


Annuities, long-term care, life, disability, etc.

196 2,187

in  Financial Services business and personal loans no collateral required

by joseflewis11

May 16, 2018

Legal and Compliance Issues

A place to discuss the securities industry’s legal landscape.

816 3,483

in  Compliance Department Fining Me

by JacquesVPatterson

May 16, 2018


A roundtable discussion of the latest trends, problems, news, etc.

2,605 35,220

in  Is Mark Matson running a Ponzi Scheme?

by holaa

2 days ago

Prospecting, Marketing and Selling

Share techniques for building/maintaining a business.

1,325 15,022

in  We Offer Lease and Purchase BG,SBLC AND MTN(2)

by emrd003

May 17, 2018

Forum Updates

How to get your login/report bugs

11 99

in  I still don't get emails when there are posts on threads I have commented on?

by joseflewis11

May 16, 2018

RIAs, Independents

Anything and everything related to the independent financial advisory business

849 6,491

in  Grow your 401k Business

by copedawg

May 9, 2018


A place to discuss news, analysis, trends and strategies on investing.

125 302

in  Fresh Cut BG and SBLC Available For Lease

by Ramesh_Iyer

Mar 27, 2017


Discuss the tools that make your job easier.

216 1,540

in  Advisors' ipad app

by Reginald9898

Feb 9, 2018

What's Up at Firms?

Discuss what’s going on at firms throughout the securities industry.

2,900 57,445

in  CFA Level 1 Study Planner

by rajanatmiya05

Mar 20, 2018


Topics that don't need a category, or don't fit into any other existing category.

436 2,476

in  Has anyone used Pro2Pro? Dr Len Schwartz?

by Josh1234

Jan 11, 2018

Site Feedback

Discussion about this site, its organization, how it works, and how we can improve it.

2 2

in  Main Website (Trackers/Behavior Analytics)

by Anon-Security-Resear

Mar 2, 2018


How to build great client relationships, client relationship mistakes, your worst client nightmares…etc.

134 2,210

in  How to handle a client who dumps you?

by Warrior11

Nov 7, 2017

The Lounge

For off-topic thoughts, ideas and questions.

441 6,398

in  Sagepoint worst bd!

by Patrick_P_Astre

Jul 26, 2017

Business Travel

Where financial advisors and wealth professionals discuss all things business travel…the best hotels, restaurants, bars, etc.

0 1