Reg rep. / Series 7
Jun 21, 2010 10:10 am
Hi,
I have the reg rep exams and after working for 3 years with a member firm I am now a registered stockbroker in the UK.
A company is offering me a job position in the US, and is asking if I have the Series 7 exams? Does anyone know if the reg rep has any status in the US? I dont really want to go off studying again. They also mention a Series 63 exam but I think can be got handy enough.
Thanks for any advice.
Jun 21, 2010 1:20 pm
I highly doubt those registrations will be valid for the Series 7 or 63.
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