Customer Complaint
Feb 25, 2008 2:13 am
Please advice. I’ve left one BD and moved to independent world about 6 months ago. I just got first complaint ever from my client at old BD.
It involves variable Insurance product. I have 2 major questions: 1.How can I protect myself from other old clients -I don't even have files in my possesion-they are at old BD and who knows what was lost from them-records -notes.. 2. What are possible problems for me if customer will win or my old BD will just settle? It may involve some-I assume from that complaint- misrepresintation or not full disclosure of product sold, or something like that.. I would really appreciate any insight-it's my first ever complaint..Feb 25, 2008 12:11 pm
I can’t answer your question, but don’t be surprised by my more future complaints if your “variable insurance product” was VUL.
Source URL:https://www.wealthmanagement.com/forums/legal-issues/customer-complaint