RR on For Profit Boards
Oct 18, 2009 3:53 pm
Looking for any knowledge anyone has about RR’s serving on for profit board of directors. Is this strictly prohibited for all RR’s with all B/D’s?
Oct 18, 2009 4:04 pm
As long as you notify compliance about an outside activity and they allow it I can’t see how it would be a problem.
Oct 18, 2009 4:43 pm
Ask your compliance officer.
If the company is publicly traded, you'll have issues.Source URL:https://www.wealthmanagement.com/forums/general/rr-profit-boards