Whittenburg Wealth Partners has about $475 million in assets and will join Stratos Wealth Partners, which offers support for LPL-affiliated firms.

The SEC charged two attorneys, a divorce lawyer and securities lawyer, with fraud.

The SRO will conduct its member exams under this new structure starting Jan. 1. Here's what it will look like.

Jon Goldstein, the founder and CEO of Goldstein & Associates, said the firm was joining Arbor Point Advisors to broaden opportunities for clients, including expanding the breadth of the firm's tech options.

AdvisorShares launched an ETF with a similar ticker symbol to ETF Managers Group and ETFMG is not cool with it.

Almost exactly one year after its ill-fated 'Checking & Savings' was announced, Robinhood's cash solution is up and running.

The "holding company" for broker/dealers said Aurora Private Wealth would have more access to capital as a result of the deal, which was revealed during the MarketCounsel Summit.

Harrison Till will join the hybrid registered investment advisory firm, in the final acquisition Integrated Partners will make this year.

Goldman Sachs is continuing its push into the mass affluent market.

Mercer Global Advisors is acquiring Houston-based RIA Republic Wealth.