Chicago-based Cerity Partners has merged with New York-based RIA EMM Wealth.

Rick Suarez will serve as CEO of Clarfeld, a $3.9 billion RIA acquired by Citizens Bank last year.

St. Germain Investment Management acquired Gage-Wiley & Co. and its affiliate New England Capital.

SS&C Advent's Black Diamond and Asset-Map announce one of 2020's first integrations.

Hilltop Securities, the Dallas-based broker/dealer, has promoted John R. Muschalek to head of wealth management.

The #FinTwit community had a field day when President Trump mistakenly tweeted about '409K' plans.

Gov. Charlie Baker raised questions about Massachusetts Commonwealth Secretary William Galvin's proposed fiduciary rule in a comment letter delivered on Tuesday.

The Canadian robo never even got close to profitability and died a quiet death.

EP Wealth Advisors, an independent RIA, purchased Guidant Wealth Advisors.

Advisors working under the umbrella of Ohio National are using Envestnet Insurance Exchange.