The insurance firm's venture arm is funding a seed round for U-Nest, an app for investors opening 529s.

Hopper has acted as the Enforcement Department's acting head since Susan Schroeder departed FINRA in September.

The team will work with individuals, families, nonprofits and foundations on investment management and retirement planning strategies, the bank announced.

LA-headquartered RIA creates a fiduciary institutional consulting team.

Independent Financial Partners brings banking service offerings to its 200 advisors.

What's the solution for startup denizens that don't understand options and planning? Another startup.

Recipient of the FPA's Best New Research award, Heckman has been widely published in industry journals.

The SEC has 79 advisory committee members, but only three of them are black and one is Latino, according to a review by the House Financial Services Committee.

BDO USA adds Biegel Waller Investment Advisory Services to its wealth management business.

She'll be the fifth female executive to join in the past two years and will serve as chief talent and business solutions officer.