Redtail and Twenty Over Ten are working together, in support of efficient advisor marketing and contact management, according to executives at the two firms.

A commission spokesperson said that teleworking would not diminish the SEC's capability to continuing monitoring market function and working with other regulators.

Conversant Wealth Management has $255 million in client assets and will be Sanctuary's fourth firm based in California.

Hardwick, who currently serves as chairman of Riskalyze, will lend her expertise in wealth management technology to work closely with Genstar’s financial services investments.

SEC Commissioner Allison Herren Lee questioned the enforceability of the agency's proposed changes to its advertising and solicitation rules.

eMoney is the latest software developer to beef up its built-for-advisors marketing toolkit.

Nearly half of active U.S. stock funds (48%) outperformed their average passive peers in 2019, up from 38% in 2018, according to Morningstar.

The three agreements nearly double DPL's RIA membership.

Called InvestCloud White, the tech provider is unveiling a true wealth management platform to align the features it's developed over the past decade.

Two teams, one from Wells Fargo Advisors and another from Stifel Financial, have joined Ameriprise.