Brian Simms, an advisor at Brendanwood Brokerage, allegedly urged Donna Wagner to invest payouts from a life insurance policy, according to RTV6.
The firm behind the app claims it uses algorithms created by Wall Street banks like Deutsche Bank, Brevan Howard, Tudor and Bank of America.
Kirstin Hill was named one of WealthManagement.com's Ten to Watch in 2020 last year.
Integrity Wealth Management will have access to custody and clearing services through SA Stone's parent company, INTL FCStone.
FSI's five new board members include three female industry leaders.
Creative Planning's acquisition of Stratford Consulting gives the RIA an even stronger foothold in the Dallas metro area.
Fiduciary Trust International's acquisition of Pennsylvania Trust is the firm's second deal this month.
The five-person Dupre Keating Group is based in Pennsylvania and will join Janney from Morgan Stanley.
Cerity Partners announced the acquisition of $1 billion AUM Sullivan & Serwitz.
A $10 billion AUM wealth management team based in Charlotte has joined UBS.
