The Elevate program will consist of webinar meetings, video lectures and workshops focused on organic growth, human capital, scale and efficiency, and business valuations.
The SEC says the Pennsylvania RIA Ambassador Advisors and its principals failed to disclose conflicts of interest in mutual fund selections.
Joseph Di Biasi and Gregory McElheny are joining from MML Investors Securities, and will take over Life Certain Wealth Strategies to enable its founder, Herb White, to retire.
Also in Florida, the facility will house IT, infrastructure and business operations staff.
Canaccord Genuity Wealth Management will provide its advisors and internal portfolio managers with access to Envestnet’s unified advice platform.
Advisors Brian Wall and Joe Nastasi are making the move to carry out their business continuity plans.
March and April was the slowest two-month period for RIA deal assets since 2016, Fidelity says.
