Richard Roth

Founder and President, The Roth Law Firm, PLLC

Richard Roth is the founder and president of The Roth Law Firm, PLLC, a boutique litigation firm that concentrates in litigating securities arbitrations and SEC/FINRA enforcement actions. He has earned a long string of successes on both a national and international level. Mr. Roth has successfully represented publicly held corporations, broker/dealers, hedge funds, investment bankers and private equity entities. He has been arbitrating in front of FINRA (and its predecessors) for close to 30 years. Mr. Roth frequently appears on television, including FOX News, CBS, CNBC, MSNBC and CNN.

[email protected]

Richard’s Recent activity