Advisors should expect the Labor Department to issue its finalized fiduciary rule in the first quarter of 2016 without too many substantial changes.
During a fi360 webinar on Thursday, CEO Blaine Aikin and senior policy analyst Duane Thompson ...
State and federal securities regulators are targeting advisors who market “free lunch” seminars and use misleading senior investor designations, drawing a correlation between these strategies and problematic behavior...
The House Financial Services Committee on Wednesday passed legislation aimed at delaying the Department of Labor’s fiduciary rulemaking...
The Financial Industry Regulatory Authority is proposing to reduce the wait time to publish details of advisor ...
With advisors actively mobilized against the Department of Labor’s fiduciary proposal, the Financial Services...
The financial services industry needs to accept the reality of the Department of Labor's fiduciary proposal and move onto figu...