Principal, Docupace Technologies
Tom Embrogno is a principal of Docupace Technologies. Previously, he brought to market the first cloud-based SEC/FINRA compliant supervisory and storage system that satisfies SEC rules 17a3 and 17a4, and has a background in information technology, cyber security and investment banking.
Tom’s Recent activity
The key factors to consider when deciding on a technology platform, including compliance, auditing and security.
For advisors, a full suite of technology services is more beneficial than single "point" solutions.