An Encouraging Sign

Is the worst of the arbitration onslaught over? Through October, there were 7,008 complaints filed with the NASD, down 9 percent from 2003. Assuming filings maintained that pace for the rest of the year, 2004 would be the first year with a drop in filings since 2000.

Is the worst of the arbitration onslaught over? Through October, there were 7,008 complaints filed with the NASD, down 9 percent from 2003. Assuming filings maintained that pace for the rest of the year, 2004 would be the first year with a drop in filings since 2000.

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