The Biggest Indie Platforms

The IndependentsThere are literally thousands of broker/dealers. Here is a list of the 20 largest. Firm Producing Reps Average Payout Recruiting Executive Clearing Firm Parent Company Linsco/Private LedgerSan Diego, CA, 858-450-9606www.joinlpl.com 6,850 $203,800 Mark Casady Linsco/Private Ledger Corp. LPL Holdings Inc. HD Vest Financial ServicesIrving, TX, 800-742-7950www.hdvest.com 5,266 29,246 LuAnn

The Independents
There are literally thousands of broker/dealers. Here is a list of the 20 largest.
Firm Producing Reps Average Payout Recruiting Executive Clearing Firm Parent Company
Linsco/Private Ledger
San Diego, CA, 858-450-9606
www.joinlpl.com
6,850 $203,800 Mark Casady Linsco/Private Ledger Corp. LPL Holdings Inc.
HD Vest Financial Services
Irving, TX, 800-742-7950
www.hdvest.com
5,266 29,246 LuAnn Colosimo WFI Wells Fargo & Company
Raymond James Financial Services
St. Petersburg, FL, 800-998-7537
www.advisorchoice.com
3,255 275,000 Richard Averitt Raymond James & Associates Raymond James Financial
Financial Network Investment Corp.
El Segundo, CA, 800-879-8100
www.financialnetwork.com
2,460 103,000 Cheryl Chiara Pershing ING
Lincoln Financial Advisors Corp.
Fort Wayne, IN, 800-237-3813
www.lfa-sagemark.com
2,390 146,030 Robert Dineen National Financial Services, LLC Lincoln Financial Group
ING Financial Partners
Des Moines, IA, 800-356-2906
www.ingfinancialpartners.com
2,280 87,100 Bonnie Reed Pershing ING
Sun America Securities/Sentra Securities/Spelman & Co.
Phoenix, AZ, 800-GOAIGFA
www.aigfinancialadvisors.com
2,228 97,060 James Cannon Pershing American International Group
Royal Alliance Associates
New York, NY, 800-821-5100
www.royalalliance.com
1,894 150,559 Gary Bender Pershing American International Group
PrimeVest Financial Services
St. Cloud, MN, 800-245-0467
www.primevest.com
1,860 198,000 Bruce Miller PrimeVest ING
Securities America
Omaha, NE, 800-989-8441
www.securitiesamerica.com
1,822 154,472 Tom Cross National Financial Services, Pershing Ameriprise
InterSecurities
St. Petersburg, FL, 727-299-1800
www.intersecurities.com
1,658 71,170 Tom Moriarty Pershing AEGON USA
Mutual Service Corp.
West Palm Beach, FL, 561-835-4100
www.mutualservice.com
1,601 117,989 John Poff Pershing Pacific Select Distributors
Walnut Street Securities
St. Louis, MO, 877-WALNUT 1
www.walnutstreet.com
1,359 107,091 Craig Markham Pershing MetLife
Securian Financial Services
St. Paul, MN, 888-237-1838
www.securianfinancial.com
1,349 35,325 George Connolly Pershing Securian Financial Group
FSC Securities Corp.
Atlanta, GA, 800-547-2382
www.fscorp.com
1,315 134,657 Joseph Gruber Pershing American International Group
Equity Services
Montpelier, VT, 800-344-7437
www.equity-services.com
1,179 28,500 Kenneth Ehinger NFS LLC National Life of Vermont
National Planning Corp.
Santa Monica, CA, 888-711-6720
www.natplan.com
1,176 127,744 Shawn Dreffein Pershing National Planning Holdings
Commonwealth Financial Network
Waltham, MA, 800-462-3638
www.commonwealth.com
1,150 245,000 Janice Hart National Financial Services Commonwealth Network
ProEquities
Birmingham, AL, 800-288-3035
www.proequities.com
1,100 69,077 Mike Mungenast Pershing Protective Life
NFP Securities
Austin, TX, 512-697-6000
www.nfp.com
981 217,859 Jeff Montgomery National Financial Services, Pershing National Financial Partners Corp.
Source: BD Connect
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