2016 Industry Awards Finalists

wealth-management-industry-awards
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401(k) Retirement Plan Support Services:
Envestnet Envestnet Retirement Services (ERS) Pershing Pershing's Retirement Plan Network TD Ameritrade Institutional TD Ameritrade Retirement Plan
 
401(k) Retirement Plan Support Services Technology:
Betterment for Business Betterment for Business CircleBlack Compliant & Fiduciary Advice on Clients' 401(k)'s The Advisor Lab, a PCS company 401(k) Reporting and Benchmarking Center
 
Asset Managers - Alternatives:
361 Capital The New Core Allocation: Long/Short Equity Flexible Plan Investments, Ltd. All-Terrain strategies
 
Corporate Social Responsibility/Diversity:
Charles Schwab Investment Management CSIM’s Women’s Advancement Initiatives Sheridan Road Charitable Foundation
 
Socially Responsible Investing (SRI)/Impact Investing:
Flexible Plan Investments Ltd For A Better World strategy Envestnet Envestnet's Impact Investing Platform Athena Capital Advisors LLC Social Finance and the Postmodern Portfolio: Theory and Practice
 
Asset Manager - Social Media Leadership:
Atlantic Trust Social Media Leadership Eaton Vance The Advisory Blog 361 Capital Balanced Social Media Approach
Aberdeen Asset Management 10 Golden Rules/7 Deadly Sins Campaign J.P. Morgan Funds Dare to Compare
 
Asset Managers - ETF Strategists:
Capital Wealth Planning, LLC CWP ETF Hedged Covered Call Strategy CLS Investments Outcome Based Investment Approach ETF Model Solutions LLC Enhanced Benchmark for Today's Portfolios
 
Asset Managers - ETFs:
John Hancock Investments ETF Research and Education Portal Charles Schwab Investment Management Fundamental Index ETFs
 
Asset Managers - Equities:
RidgeWorth Investments New Fund Launch: RidgeWorth Capital Innovations Global Resources and Infrastructure Fund Blackrock Minimum Volatility Challenge Tool
 
Asset Managers - Fixed Income:
Blackrock New Price Yield Calculator for Fixed Income ETFs Eaton Vance Laddered Investing Interest Rate Scenario Tool Neuberger Berman Dynamic Sector Allocation Chart for NB Strategic Income Fund
 
Asset Managers - Real Estate (including REITs):
Cole Capital Advisor Educational Resources: FINRA 15-02 Inland Real Estate Investment Corporation Financial Advisor Education
 
Asset Managers - Separate Accounts:
Eaton Vance Custom Beta Pershing Lockwood - Managed360 Natixis Retirement Spending Account
Envestnet Quantitative Portfolios (QPs)
 
Asset Manager - Thought Leadership - Product:
Fidelity Investments Portfolio Construction Thought Leadership Program T. Rowe Price MarketScene App for Financial Advisors BlackRock iRetire: Retirement Income Technology for Advisors
John Hancock Investments John Hancock Investments - Market Intelligence
 
Asset Manager - Thought Leadership Education:
Goldman Sachs EMPOWER Guggenheim Investments Guggenheim Investments - Thought Leadership Cohen & Steers Investor Education
Transamerica Unlocking Social Security: The Keys to Making Your Benefits Work for You Aberdeen Asset Management Asset Manager - Thought Leadership State Street Global Advisors Addressing the Value Equation
 
Broker/Dealers (less than 1,000 Advisors) - Social Media Leadership:
NEXT Financial Group Helping Advisors Obtain Business Through Social Media Wedbush Securities Wedbush Social Media Engagement Campaign
 
Broker/Dealers (less than 1,000 Advisors) - Transition Support:
The Investment Center Full Service Transition Program NEXT Financial Group Making the Transition Easier Summit Brokerage eLaunch
 
Broker/Dealers (less than 1,000 Advisors) - Service:
NEXT Financial Group Advisor Training and Coaching Program - ELITE (Essential Lessons for Investment Training Excellence) CUNA Brokerage Services Honors & Advisor Academy Training Summit Brokerage Summit Concierge Services (SCS)
 
Broker/Dealers (less than 1,000 Advisors) - Technology:
Summit Brokerage MyDashboard Janney Montgomery Scott LLC Financial Aggregation Wealthforge Online Private Placements
 
Broker/Dealers (less than 1,000 Advisors) - Practice Management:
The Investment Center Advisor Marketing Coaching Program NEXT Financial Group NEXT Portfolio Services - A Solution to the DoL Rule
 
Broker/Dealers (1,000+ Advisors) - Corporate Social Responsibility/Diversity:
Commonwealth Financial Network Birthday Wishes Voya Financial Advisors Voya Financial Awards Scholarship for Veterans and Their Spouses
 
Broker/Dealers (1,000+ Advisors) - Practice Management:
Securities America Next Level with Revenue Diagnostic Voya Financial Advisors Hybrid Registered Investment Advisory (RIA) Platform Cetera Wealth Management Education Platform
 
Broker/Dealers (1,000+ Advisors) - Technology:
Commonwealth Financial Network 1-Click Review Ladenburg Thalmann $ymbil Securities America New Business Solutions
Raymond James Client Reporting Edward Jones Two-way Texting with Clients
 
Broker/Dealers (1,000+ Advisors) - Service:
Kestra Financial Effortless Experience Cetera RightBRIDGE
 
Broker/Dealers - Thought Leadership:
Charles Schwab The Schwab ETF OneSource 2016 ETF Industry Outlook Sigma Financial C-ID Program
 
Compliance/Law Firms:
RIA in a Box Launch of New MyRIACompliance RIA Compliance Software MarketCounsel MarketCounsel Summit
 
Custodians (Emerging - Less Than $25 Billion) - Technology:
Betterment Institutional Betterment Institutional Millennium Trust Company MAIN Shareholder Service Group SSG Technology and Advisors Advantage Program
 
Custodians ($25 Billion or More) Corporate Social Responsibility/Diversity:
Charles Schwab: Schwab Advisor Services RIA Talent Advantage Recruitment Playbook TDAmeritrade NextGen Initiative
 
Custodians ($25 Billion Or More) - Practice Management:
Charles Schwab: Schwab Advisor Services Schwab Advisor Services Insight to Action Program – Creating a Referral Culture (CRC) TD Ameritrade Institutional Driving Business Performance Through Efficiency Fidelity Investments Fidelity Research and Insights Provide Advisors with Greater Transparency on M&A and Succession Planning
 
Custodians ($25 Billion Or More) - Transition Support:
Pershing LLC, a BNY Mellon Company Strategic Banking and Liability Management Solutions to Manage Clients’ Wealth TD Ameritrade Institutional TD Ameritrade Transition Services Pershing Advisor Solutions LLC Bulk eSignature
 
Custodians ($25 Billion Or More) - Technology:
Pershing, a BNY Mellon company Pershing’s Retirement Plan Network TD Ameritrade Institutional Veo Open Access
 
Custodians ($25 Billion or More) - Custodian Social Media Leadership:
TDAmeritrade Human Finance Project SEI Practically Speaking – SEI Social Media Program
 
Custodians ($25 Billion or More) - Custodian Thought Leadership:
TD Ameritrade Institutional RIA Industry Advocacy Fidelity Investments Fidelity Helps Industry Build an Army of eAdvisors Pershing, a BNY Mellon company "Women: Investing with a Purpose" Thought Leadership Campaign
SEI SEI Thought Leadership Program
 
Disruptors - Technology:
Hearsay Social Hearsay Social: Empowering Advisors  in the Digital Age Artivest Artivest Platform Enables Financial Advisors to Better Serve HNW with Private Alts RAGE Frameworks, Inc. LiveWealth - Active Advising
 
Disruptors - Industry:
Eaton Vance NextShares XY Planning Network XY Planning Network United Capital Financial Advisers, LLC. FinLife Partners Platform
Envestnet Envestnet's Unified Platform
 
Family Offices - Thought Leadership:
Fidelity Investments Fidelity Provides Research and Insights on Family Office Executive Compensation Athena Capital Advisors LLC Social Finance and the Postmodern Portfolio: Theory and Practice Atlantic Trust Family Office Thought Leadership
 
Industry Associations:
RIIA The View Across the Silos Financial Services Institute FSI CoveredAdvisor Plan IMCA New IMCA Applied Behavioral Finance Certificate Program
 
Hedge Funds/Private Equity:
Artivest Artivest Private Equity Access Funds CAIS CAIS strengthens partnership with Fidelity to offer increased access to PE and hedge funds; adds Mercer institutional PE from Mercer to platform SmartVision by eVestment Leading Global Provider of Hedge Fund data.
iCapital FinTech platform enabling advisor access to private equity and hedge fund investments, Research about SFO investments in private equity
 
Insurance Service:
Chubb New Class of Personal Insurance Transamerica Financial Planning in the Shadow of Dementia
 
Insurance Technology:
MetLife Interactive Income Tool PURE Insurance PURE CyberSafe Solutions Sammons Retirement Solutions Inc. PracticeWellTM Adviser Success Strategies Program
 
Investment Banks/Lenders/Succession Planning Consultants:
ECHELON Partners Equity Glide Path Program, Buyer Preparation Program Live Oak Bank Advisor to Owner: Enabling internal succession PFI Advisors, LLC PFI Advisors' M&A Support Services
 
TAMPs:
Dynasty Financial Partners Dynasty TAMP platform SEI ProcessWise - SEI's Integrated Workflow Program AssetMark, Inc. Investing Evolved
Envestnet Envestnet's Platform Buckingham Asset Management Planning Center
 
Trusts:
TD Ameritrade Institutional Advisors Private Wealth Trust Atlantic Trust Trust Fiduciary Trust Company Creation of a boutique trust company that offers comprehensive wealth management services
 
Account Aggregation:
SS&C Advent Black Diamond True Client-Ready Data Quovo Integrations & Enhanced Client Portal Morningstar ByAllAccountsSM Personal Financial Management Portal for Advisors
Envestnet Envestnet | Yodlee
 
Client Portals:
eMoney Advisor Innovation – New Application and Innovation - Platform SS&C Advent Black Diamond Investor Experience - Boundary-Bending Client Portal Citrix ShareFile Portfolio Accounting Integration
Oranj Oranj Interactive Client Portal Wealth Access, Inc. Aggregated Client Reporting
 
Compliance:
BasisCode Compliance Software Platform for Compliance Consultants Patrina Corporation Patrina Compliance Suite First Rate, Inc. ExecView - Managing Oversight of Client Outcomes Firm-wide
Entreda Software Platform for Compliance Consultants
 
Corporate Social Responsibility/Diversity:
First Rate, Inc. First Rate Living - Making an Impact with Corporate Values Morningstar Morningstar Research Report: Fund Managers by Gender
 
Technology Providers - CRM:
Junxure Junxure Cloud CRM Enhancements Grendel Custom Object Creation Salesforce Transforming the Client-Advisor Relationship for the Digital Age with Salesforce Financial Services Cloud
 
Digital Advisors (Robo):
Betterment Betterment Advisor Software, Inc. Advisor Software Digital Advisor NextCapital New User Interface With Unreached Levels of Personalization
Riskalyze Autopilot FolioDynamix FolioDynamix/VisX Solutions: Integrating a 'robo' offering in a single platform with UMA, SMA, MF/ETF and Rep as Manager accounts
 
Financial Planning:
PIEtech, Inc. myMoneyGuide Planning Experience FIS WealthStation Client Web Tools Advizr Advizr Platform
Advicent Solutions NaviPlan & Figlo: Financial Planning Envestnet Envestnet | Finance Logix
 
Document Management:
Albridge Albridge PDF Capture Laserfiche ECM Laserfiche 10 Seismic Seismic Workspace: The Virtual Document Collaboration Platform for Advisors
 
Innovation - New Applications
Laserfiche ECM Laserfiche Business Process Library Retiree Income Income Solver Fills Retirement Income Gap in Advice Vestmark Vestmark Manager Marketplace
Advicent Solutions Narrator Connect Tradeweb Direct Portfolio Solutions from Tradeweb Direct
 
Innovation - Platform:
eMoney Advisor eMoney Platform Hearsay Social Hearsay Social: Empowering Advisors  in the Digital Age Advizr Advizr Platform
Enterprise Engineering, Inc. EEI's FS-API - the first API tailored to   the Financial Services Industry Entreda Unify for RIAs, B-Ds and B-D Reps - Automated Cybersecurity Governance, Risk and Compliance (GRC) Platform and service
 
Portfolio Management, Accounting and Performance Reports:
Orion Advisor Services Orion Business Intelligence Albridge Performance Web Service Calls Fiserv, Inc Fiserv Develops New Technology Solutions to Support Rep-Driven Managed Account Programs on its Core Unified Wealth Platform
Envestnet | Tamarac Envestnet | Tamarac Advisor View Broadridge Financial Solutions, Inc. New Offering: A Complete Investment Management Solution from the Global Leader in Financial Operations FolioDynamix FolioDynamix
 
Rebalancing:
TD Ameritrade Institutional iRebal Envestnet | Tamarac Envestnet | Tamarac Advisor Rebalancing Wealthminder Wealthminder Rebalancing Features
MyVest Advanced Tax-Aware Rebalancing Tradeweb Direct Portfolio Solutions from Tradeweb Direct
 
Risk Tolerance/Client Profiling:
FinaMetrica Risk Tolerance Tool Riskalyze Riskalyze
 
Technology Social Media Leadership:
Hearsay Social Hearsay Social: Predictive Social Media Technology for Advisors Smarsh Smarsh: The Archiving Platform: Support for More Social Media Content Types
 
Technology Thought Leadership:
Orion Advisor Services Fuse Developer's Conference First Rate, Inc. Client Engagement Thought Leadership Morningstar Financial Services Observer: The U.S. Department of Labor's Fiduciary Rule for Advisors Could Reshape the Financial Sector
Junxure 'Advisory Leadership', by Greg Friedman, MS, CFP Pershing, a BNY Mellon company Advantages of the Emerging Digital Advisor
 
Wealth Reporting/Personal Financial Managers:
Oranj Oranj Enhanced Analytics Notifications Wealth Access, Inc. PFM for Advisors CircleBlack Modern Technology for Tracking and Reporting on Client Holdings
Envestnet Envestnet | Yodlee